Decisions
James Woodrow Baker [Reciprocal Order]
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BCSECCOM #:
2010 BCSECCOM 266
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Document Type:
Reciprocal Order
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Published Date:
2010-05-18
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Effective Date:
2010-05-14
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Details:
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2010 BCSECCOM 266
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2010 BCSECCOM 266
Reciprocal Order
James Woodrow Baker
Section 161(1) of the Securities Act, RSBC 1996, c. 418
James Woodrow Baker
Section 161(1) of the Securities Act, RSBC 1996, c. 418
Introduction
¶ 1 This is an order under sections 161(1) and 161(6)(c) of the Securities Act,RSBC 1996, c.418.
Background
¶ 2 James Woodrow Baker is subject to an order made by the Alberta Securities Commission imposing sanctions on him in a decision rendered October 20, 2009 in KCP Innovative Services Inc., Re, 2009 ABASC 521.
Order
¶ 3 After providing Baker an opportunity to be heard, and considering staff’s and Baker’s submissions, and considering it to be in the public interest, we order under section 161(1)(d)(i) and (ii) of the Act, that Baker resign any position he holds as, and is prohibited until October 20, 2014, from becoming or acting as, a director or officer of any issuer.
¶ 4 May 14, 2010
¶ 5 For the Commission
Brent W. Aitken
Vice Chair
Kenneth G. Hanna
Commissioner