Decisions
John Alexander Allen [Reciprocal Order]
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BCSECCOM #:
2014 BCSECCOM 3
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Document Type:
Reciprocal Order
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Published Date:
2014-01-30
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Effective Date:
2014-01-16
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Details:
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2014 BCSECCOM 3
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Reciprocal Order
John Alexander Allen
Section 161 of the Securities Act, RSBC 1996, c. 418
Introduction
This is an order under sections 161(1) and 161(6)(c) and (d) of the Securities Act, RSBC 1996, c. 418.
Background
- Order
1. under section 161(1)(c) of the Act, that all of the exemptions set out in the regulations do not apply to Allen permanently;
2. under section 161(1)(d)(i) and (ii) of the Act, that Allen resign any position he holds as, and is prohibited permanently from becoming or acting as, a director or officer of any issuer; and
3. under section 161(1)(d)(iii) of the Act, that Allen is permanently prohibited from becoming or acting as a registrant or an investment fund manager.
¶ 3 January 16, 2014
¶ 4 For the Commission
| Don Rowlatt |
| Commissioner |