Disciplined List
Bristow, Dennis Beryl
-
Date of Order or Settlement:
2000-01-19 -
Banned Until:
2002-01-19
Sanction:
- 1-year trading ban
- 2-year director/officer ban
- 2-year investor relations ban
- An undertaking to comply with the Securities Act
Supporting Documents:
Violation:
-
Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000 plus $5,000 in costs