Disciplined List
Buckner, Donald Neil
-
Date of Order or Settlement:
1993-05-18 -
Banned Until:
1999-05-18
Sanction:
- 6-year trading ban with conditions
- 6-year director/officer ban with conditions
Supporting Documents:
Violation:
- Failure to file insider reports
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000