Disciplined List
Byron, John
-
Date of Order or Settlement:
2001-11-19 -
Banned Until:
2009-11-19
Sanction:
- 8-year trading ban with conditions
- 8-year director/officer ban with conditions
- 8-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Unregistered advising
- Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus up to $8,000 in costs