Disciplined List
Nason, Donald
-
Date of Order or Settlement:
2010-01-25
Sanction:
- Permanent trading ban with conditions (BCSC)
- Permanent director/officer ban (BCSC)
Supporting Documents:
Violation:
- Unregistered trading (NBSC)
Illegal distribution (NBSC)
Misrepresentations (NBSC)
Ruling Body:
BCSC, New Brunswick Securities Commission (NBSC)Payment Agreed/Ordered:
$100,000 plus $2,000 in costs (NBSC)