Enforcement

Disciplined List

Uppal, Kulbir Singh (Kelly)

Date of Order or Settlement:

2010-11-11
Banned Until:

2016-11-11

Sanction:

6-year trading ban with conditions
6-year director/officer ban
6-year ban from becoming or acting as a promoter
6-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
6-year investor relations ban

Supporting Documents:

Violation:

Making false or misleading statements

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500