Disciplined List
Friedland, Steven Brian
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Date of Order or Settlement:
2010-11-30 -
Banned Until:
2030-11-30
Sanction:
- 20-year ban from purchasing and trading in securities with conditions
- 20-year director/officer ban with conditions
- 20-year ban from becoming or acting as a registrant, investment fund manager or promoter
- 20-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 20-year investor relations ban
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Illegal distribution
- Acting contrary to public interest