Disciplined List
Jones, Mark Adrian
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Date of Order or Settlement:
2011-01-20 -
Banned Until:
2020-09-01
Sanction:
- 10-year ban from purchasing and trading in securities or exchange contracts (with conditions)
10-year ban from relying on any exemptions set out in the Securities regulations
10-year director/officer ban
10-year ban from acting in a management or consultative capacity in connection with activities in the securities market
Supporting Documents:
Violation:
- Illegal distributions (ASC)
Acting contrary to the public interest (ASC)