Disciplined List
Castiglioni, Luc
-
Date of Order or Settlement:
2011-01-31
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Giving false and misleading information to the Commission
- Falsely representing registration
Ruling Body:
BCSCPayment Agreed/Ordered:
$6,000,000 plus $1,297,581 in disgorgement