Disciplined List
Carrington, Gregory Clark
-
Date of Order or Settlement:
2011-02-07 -
Banned Until:
2031-02-07
Sanction:
- 20-year trading ban
20-year director/officer ban
20-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
20-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
Making false or misleading statements