Enforcement

Disciplined List

Kotler, Gordon Saul

Date of Order or Settlement:

1992-10-01
Banned Until:

2002-10-01

Sanction:

10-year trading ban
10-year director/officer ban

Supporting Documents:

Settlement/Order

Violation:

Unregistered distribution
Failure to file accurate insider reports
Misrepresentation

Ruling Body:

BCSC

Payment Agreed/Ordered:

$10,500