Disciplined List
Brzeski, Lucas "Luke"
-
Date of Order or Settlement:
2011-04-05 -
Banned Until:
2013-10-04
Sanction:
- 3-year ban from purchasing and trading in securities or exchange contracts (with conditions)
- 3-year denial of exemptions (with conditions)
- 3-year director/officer ban
Supporting Documents:
Violation:
- Acting contrary to the public interest (ASC)
- Illegal distributions (ASC)
- Prohibited representations (ASC)