Disciplined List
Henning, Theodor
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Date of Order or Settlement:
2011-04-05 -
Banned Until:
2028-12-18
Sanction:
- 20-year ban from purchasing and trading in securities or exchange contracts
- 20-year denial of exemptions
- 20-year director/officer ban
Supporting Documents:
Violation:
- Acting contrary to the public interest (ASC)
- Insider trading (ASC)
- Market manipulation (ASC)
- Prohibited representations (ASC)