Enforcement

Disciplined List

Letendre, James Calvin

Date of Order or Settlement:

1997-10-22
Banned Until:

2012-10-22

Sanction:

15-year trading ban
15-year director/officer ban with conditions
15-year investor relations ban

Supporting Documents:

Violation:

Unregistered advising
Unregistered trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

$30,000 plus $9,633.25 in costs