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Disciplined List

Levinson, Akiko

  • Date of Order or Settlement:

    1999-08-12

Sanction:

    An undertaking to properly file insider reports and to comply with the Securities Act and the Securities Rules

Supporting Documents:

Violation:

    Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$3,500 plus $1,500 in costs