Disciplined List
Tamura, Sam Sakai
-
Date of Order or Settlement:
2011-04-05 -
Banned Until:
2017-11-23
Sanction:
- 7-year trading ban (with conditions)
- 7-year denial of exemptions (with conditions)
Supporting Documents:
Violation:
- Acting contrary to public interest (ASC)
- Illegal distributions (ASC)