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Enforcement

Disciplined List

Briner, John David

  • Date of Order or Settlement:

    2023-04-13

Sanction:

  • Permanent ban from trading in or purchasing any securities or derivatives (2023)

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (2023)

    Permanent director/officer ban (with conditions) (2023)

    Permanent ban from becoming or acting as a registrant or promoter (2023)

    Permanent ban from advising or otherwise acting in a management or consultative capacity in connection with activities in the securities or derivatives market (2023)

    Permanent ban from engaging in promotional activities (2023)
  •  
  • 5-year ban from purchasing and trading in securities or exchange contracts (2011)
  • 5-year director/officer ban (2011)
  • 5-year ban from becoming or acting as a registrant, investment fund manager or promoter (2011)
  • 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market (2011)
  • 5-year investor relations ban (2011)

Supporting Documents:

Ruling Body:

BCSC