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Enforcement

Disciplined List

Lloyd, William Ralph

  • Date of Order or Settlement:

    1996-02-15

  • Banned Until:

    2001-02-15

Sanction:

  • 5-year trading ban
  • 5-year director/officer ban with conditions
  • An order to pay $500 for filing 10 insider reports outside the required time period

Supporting Documents:

Violation:

    Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$20,000 plus costs