Disciplined List
Maarsman, Daniel
-
Date of Order or Settlement:
1997-08-15 -
Banned Until:
2002-08-15
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year investor relations ban with conditions
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
- Prohibited representations
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000