Disciplined List
MacDonald, Ronald A.
-
Date of Order or Settlement:
1993-04-26
Sanction:
- An undertaking to notify purchasers of the terms of the Settlement/Order
- An undertaking to supply each purchaser with a properly prepared prospectus
- An undertaking to offer the purchasers a right of rescission
Supporting Documents:
Violation:
- Unregistered distribution
- Misrepresenations
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000