Disciplined List
Main, Charles Alexander
-
Date of Order or Settlement:
1993-08-04 -
Banned Until:
2003-08-04
Sanction:
- 10-year trading ban
- 10-year director/officer ban with conditions
Supporting Documents:
Violation:
- Failure to disclose material facts
- Unauthorized distribution of shares
- Insider trading
- Engaging in unfair trading practices
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000