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Enforcement

Disciplined List

Collins, Robert Douglas

  • Date of Order or Settlement:

    2011-06-27

  • Banned Until:

    2016-06-27

Sanction:

  • 5-year ban from purchasing and trading in securities or exchange contracts
  • 5-year director/officer ban
  • 5-year ban from becoming or acting as a registrant, investment fund manager or promoter
  • 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
  • 5-year investor relations ban

Supporting Documents:

Violation:

  • Illegal distribution
  •  

Ruling Body:

BCSC

Payment Agreed/Ordered:

$14,607 in disgorgement and a $20,000 penalty