Disciplined List
Christian, Kevin W.
-
Date of Order or Settlement:
2000-03-31 -
Banned Until:
2001-03-31
Sanction:
- 1-year director/officer ban with conditions
- An undertaking to comply with the Securities Act, the Securities Rules or any applicable regulations, policies and guidelines
- An undertaking to successfully complete an acceptable course regarding public companies, and the duties and responsibilities of directors and officers of public companies
Supporting Documents:
Violation:
- Misrepresentations
- Failure to fulfill duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,500 plus $500 in costs