Disciplined List
Markham, Ronald Victor
-
Date of Order or Settlement:
1997-02-07
Sanction:
- Permanent trading ban
- Permanent denial of exemptions
- Permanent director/officer ban
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Illegal distribution
- Misappropriation
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000 plus $28,212.50 in costs