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Enforcement

Disciplined List

Mason, Douglas Laurence

  • Date of Order or Settlement:

    2004-08-25

  • Banned Until:

    2005-08-25

Sanction:

  • 1-year trading ban with conditions
  • 1-year director/officer ban with conditions
  • 1-year investor relations ban with conditions
  • An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Supporting Documents:

Violation:

  • Failure to file insider reports
  • Creating a misleading appearance of trading activity contrary to the public interest
  • Failure to file the notices and reports that control persons are required to file

Ruling Body:

BCSC

Payment Agreed/Ordered:

$200,000 plus $50,000 in costs