Disciplined List
Da Silva, Abel
-
Date of Order or Settlement:
2011-07-07
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent ban from relying on any exemptions set out in the Securities regulations
- Permanent director/officer ban
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Breach of Order (OSC)
- Illegal distribution (OSC)
- Fraud (OSC)
- Acting contrary to the public interest (OSC)