Disciplined List
Tulsiani, Ravinder
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Date of Order or Settlement:
2011-07-07 -
Banned Until:
2018-12-21
Sanction:
- 8-year ban from purchasing and trading in securities or exchange contracts
- 8-year ban from relying on any exemptions set out in the Securities regulations
- 8-year director/officer ban
- 8-year ban from becoming or acting as a registrant, investment fund manager or promoter
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Acting contrary to the public interest (OSC)