Disciplined List
Woodward, Rod
-
Date of Order or Settlement:
2011-07-07
Sanction:
Permanent ban from purchasing and trading in securities or exchange contracts- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban