Disciplined List
McKenzie, Robert John
-
Date of Order or Settlement:
2001-05-08 -
Banned Until:
2016-05-08
Sanction:
- 15-year denial of exemptions with conditions
- 15-year trading ban with conditions
- 15-year director/officer ban with conditions
- 15-year investor relations ban with conditions
- An undertaking to comply with the requirements of the Securities Act, Securities Rules and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Misrepresentations
- Unregistered distribution