Disciplined List
McKinney, Katheryn Elizabeth Louise
-
Date of Order or Settlement:
1993-07-20 -
Banned Until:
2018-07-20
Sanction:
- 25-year trading ban with conditions (BCSC)
- 25-year director/officer ban with conditions (BCSC)
Supporting Documents:
Violation:
- Misrepresentation (ASC)
- Unregistered advising (ASC)
- Unregistered distribution (ASC)