Disciplined List
Hu, Michael Kyaw Myint Hua
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Date of Order or Settlement:
2011-11-10
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)
- Permanent director/officer ban (with conditions)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Insider trading
- Making false and misleading statements to commission staff
Ruling Body:
BCSCPayment Agreed/Ordered:
$1.5 million