Disciplined List
Defehr, Barry
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Date of Order or Settlement:
1992-08-27
Sanction:
- An undertaking to comply with the Securities Act, the Securities Regulations, and the policies established from time to time by the BCSC
- An undertaking to correspond with each of the shareholders of Nrgex by August 31, 1992 and provide them with a report on the current status of Nrgex and monies invested in Nrgex by the shareholders
Supporting Documents:
Violation:
-
Prohibited representations
Ruling Body:
BCSCPayment Agreed/Ordered:
$500