Disciplined List
McPherson, Robin J.
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Date of Order or Settlement:
2001-03-22 -
Banned Until:
2021-03-22
Sanction:
- 20-year trading ban
- 20-year denial of exemptions
- 20-year director/officer ban
- 20-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Unregistered distribution
- "Cold calling" residences to effect trades in securities