Disciplined List
Montaldi, Douglas Victor
-
Date of Order or Settlement:
2003-03-07 -
Banned Until:
2010-12-06
Sanction:
- 6-year trading ban with conditions
- 6-year director officer ban with conditions
- 6-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000 plus up to $31,134 in costs