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Enforcement

Disciplined List

Scammell, Daniel

  • Date of Order or Settlement:

    2012-05-14

  • Banned Until:

    2017-05-14

Sanction:

  • 5-year trading ban with conditions
  • 5-year director/officer ban with conditions
  • 5-year ban from becoming or acting as a registrant or promoter
  • 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
  • 5-year investor relations ban

Supporting Documents:

Violation:

  • Illegal distribution
  • Unregistered trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

Not less than $1.2 million in disgorgement (Varied (Stayed) – January 15, 2018) plus a $50,000 administrative penalty