Disciplined List
Newton, James
-
Date of Order or Settlement:
1997-02-18 -
Banned Until:
2000-02-18
Sanction:
- 3-year trading ban
- 3-year director/officer ban with conditions
Supporting Documents:
Violation:
- Failure to fulfill the the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000