Disciplined List
Ohashi, Theodore Masumi
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Date of Order or Settlement:
1992-02-17
Sanction:
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An undertaking to comply with the requirements of the Securities Act, Securities Regulations and the policies of the BCSC
Supporting Documents:
Violation:
- Unregistered trading
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000