Enforcement

Disciplined List

Olsen, Michael Paul

Date of Order or Settlement:

1999-11-22

Sanction:

Banned Until: November 22, 2009 (or 2014)
10 or 15 year trading ban depending upon fulfillment of conditions
10 or 15 year director/officer ban depending upon fulfillment of conditions
10 or 15 year investor relations ban depending upon fulfillment of conditions
An undertaking to comply fully with all the provision of the Securities Act and Securities Rules

Supporting Documents:

Violation:

Unregistered trading
Unregistered advising
Unregistered distribution
Failure to comply with the "Know Your Client" rule

Ruling Body:

BCSC

Payment Agreed/Ordered:

$10,000 plus $10,000 in costs