Disciplined List
Persiani, Claudio
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Date of Order or Settlement:
2000-03-31 -
Banned Until:
2010-03-31
Sanction:
- 10-year trading ban
- 10-year director/officer ban
- 10-year investor relations ban
- An undertaking to provide an affidavit to the Executive Director attesting that restitution in full has been made
- An undertaking to comply full with the provision of the Securities Act and Securities Rules
Supporting Documents:
Violation:
- Fraud
- Unregistered distribution
- Unregistered trading
- Misrepresentations