Disciplined List
Pfeffer, John W.
-
Date of Order or Settlement:
2000-11-24 -
Banned Until:
2001-05-24
Violation:
- Failure to file insider reports
- Failure to file a press release and an acquisition report
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000 plus $5,000 in costs