Disciplined List
Pinchin, Timothy James
-
Date of Order or Settlement:
1996-10-11 -
Banned Until:
2021-10-11
Sanction:
- 25-year trading ban
- 25-year director/officer ban with conditions
Supporting Documents:
Violation:
- Illegal distribution
- Unregistered advising
- Misrepresentation
- Insider trading
- Failure to file insider reports
- Undisclosed take-over bid
- Failure to disclose material changes
- Failure to fulfill the duties and responsibilities of a director
- Stock manipulation
- Fraud
- Contravention of Commission Orders/Bans
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000 plus $54,723.38 in costs