Disciplined List
Pollock, Daryl Lorne
-
Date of Order or Settlement:
1992-01-13
Sanction:
- An undertaking to successfully complete, before June 1993, a course of study satisfactory to the Superintendent dealing with the duties and responsibilities of directors and officers of reporting issuer
- An undertaking to ensure future compliance with applicable securities legislation and policies
Supporting Documents:
Violation:
-
Issuance of shares in contravention of the rules and policies of the Vancouver Stock Exchange
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000