Disciplined List
Price, George
-
Date of Order or Settlement:
2002-11-08 -
Banned Until:
2007-11-08
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
Supporting Documents:
Violation:
- Failure to fulfill the duties and responsibilities of a director
- Unregistered trading
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000