Disciplined List
Rempel, John Henry aka Dyck, John
-
Date of Order or Settlement:
1995-09-05 -
Banned Until:
2005-09-05
Sanction:
- 10-year trading ban
- 10-year director/officer ban
Supporting Documents:
Violation:
- Unregistered distribution
- Prohibited representations
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus costs