Disciplined List
Riepe, Rudolph
-
Date of Order or Settlement:
1989-03-17 -
Banned Until:
1992-03-12
Sanction:
- 3-year trading ban with conditions
- 3-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Stock manipulation
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000