Disciplined List
Rosado-Ferrer, Leandro Guillermo
-
Date of Order or Settlement:
1996-08-12 -
Banned Until:
1999-08-12
Sanction:
- 3-year trading ban with conditions
- 3-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$8,000 plus $400 in late filing fees