Disciplined List
Dupuis, John
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Date of Order or Settlement:
1991-02-02
Sanction:
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An undertaking to have regular consultations respecting disclosure matters (see Settlement/Order)
Supporting Documents:
Violation:
- Failure to fulfill the duties and responsibilities of a director
- Failure to disclose material changes
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000