Disciplined List
Edgar, Douglas Michael
-
Date of Order or Settlement:
2001-01-09 -
Banned Until:
2011-01-09
Sanction:
- 10-year trading ban with conditions
- 10-year director/officer ban with conditions
- 10-year investor relations ban
Supporting Documents:
Violation:
- Unregistered distribution
- Prohibited representations
- Unregistered trading