Disciplined List
Allaby, Samuel Richard
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Date of Order or Settlement:
2012-10-15
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
-
Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000